Important Notices

The Finance Authority of Maine (the Authority) is requesting proposals from qualified investment consulting firms for the provision of advisory services for its investments. Respondents to this RFP must be in compliance with all laws, rules, regulations and ordinances of the United States and the State of Maine at the time of submission of a proposal and, if awarded the contract, remain in compliance for its duration. The respondent also must have adequate organization, facilities, equipment, software, and personnel to ensure prompt and efficient service to the Authority.

Additional requirements include, but are not limited to:

  1. The investment consulting firm must be a registered investment advisor with the Securities and Exchange Commission under the Investment Company Act of 1940;
  2. The investment consulting firm must manage assets of at least $2.5 billion;
  3. The investment consulting firm must have provided for at least five (5) years of investment consulting services comparable to the scope of services contained in the RFP to at least one governmental entity with at least $100 million in assets.

A complete listing of requirements is included in the RFP. Anyone interested in submitting a response to this request should contact:

Holly Maffei
Financial Analyst
Finance Authority of Maine
P.O. Box 949
Augusta, ME  04332-0949

Telephone: (207) 620-3557